New York Investment Services

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This web page lists investment services in the State of New York. Before visiting any of these New York investment services, be sure to verify their address, hours of operation, and appointment policies (if applicable). An investment service may have ceased operations or moved to a different address, and business hours can sometimes vary seasonally and during holiday periods. So a quick phone call can often save you time and aggravation.

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Related directory pages are highlighted below the New York investment service listings on this page. Links to Investment Service directory pages for adjacent States are provided at the bottom of the page. New York directory and map page links are also included there.


Abel-Noser Corporation New York, New York 10004 1-212-344-2610 abelnoser.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Advanced Portfolio Management New York, New York 10152 1-212-838-4700 apmcap.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Advent Capital Management New York, New York 10018 1-212-482-1600 www.adventcap.com Located in New York County	Financial Services Investment Securities Investment Services Investments

Alesco Advisors LLC Pittsford, New York 14534 1-585-586-0970 www.alescoadvisors.com Located in Monroe County	Financial Services Investment Advisory Services Investment Services

American Capital Hauppauge, New York 11788 1-631-851-0918 americancapitalpartners.com Located in Suffolk County	Financial Services Investment Services Stock and Bond Brokers

Anchor Capital Management LLC Ithaca, New York 14850 1-607-272-0004 www.anchorcapmanagement.com Located in Tompkins County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Anne Chernish Ithaca, New York 14850 1-607-272-0004 www.annechernishinvestments.com Located in Tompkins County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Apache Capital Management New York, New York 10169 1-212-972-0991 apachecapital.com Located in New York County	Investment Securities Investment Services Investments

Arbor Capital Management Corporation Buffalo, New York 14226 1-716-446-9111 www.arborcapitalmgt.com Located in Erie County	Financial Services Investment Advisory Services Investment Services

Argo Partners New York, New York 10018 1-212-643-5444 argopartners.net Located in New York County	Investment Securities Investment Services Investments

Asia Pacific Capital New York, New York 10005 1-212-566-1011 nyapc.net Located in New York County	Financial Services Investment Advisory Services Investment Services

Atalanta Sosnoff Capital LLC New York, New York 10178 1-212-867-5000 www.atalantasosnoff.com Located in New York County	Financial Planning Consultants and Services Financial Services Investment Services Loan and Financing Services

Avalon Group Limited New York, New York 10018 1-212-764-5610 www.avalongroupltd.com Located in New York County	Financial Services Investment Advisory Services Investment Services

BBR Partners New York, New York 10017 1-212-692-9446 bbrpartners.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Benedetto Gartland Company New York, New York 10019 1-212-424-9700 www.bgg.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments Loan and Financing Services

Black Rock Inc New York, New York 10022 1-212-754-5300 blackrock.com Located in New York County	Investment Securities Investment Services Investments

Blackstone Group LP New York, New York 10154 1-212-583-5000 www.blackstone.com Located in New York County	Financial Services Investment Advisory Services Investment Securities Investment Services Investments Loan and Financing Services

Bolter & Co LLC Garden City, New York 11530 1-516-873-8650 bolterinvest.com Located in Nassau County	Financial Services Investment Advisory Services Investment Services

Broadsword Partners LLC New York, New York 10022 1-212-759-5543 www.bpny.com Located in New York County	Financial Planning Consultants and Services Financial Services Investment Bankers Investment Services Investments

Brooks Houghton & Company New York, New York 10022 1-212-753-1991 www.brookshoughton.com Located in New York County	Financial Services Investment Bankers Investment Services Loan and Financing Services

Capital Growth & Shelter Inc Schenectady, New York 12302 1-518-399-3372 www.capitalgrowthonline.com Located in Schenectady County	Financial Planning Consultants and Services Financial Services Investment Securities Investment Services Investments Retirement Planning Consultants and Services

Capital Link Inc New York, New York 10169 1-212-661-7566 capitallink.com Located in New York County	Business Services Financial Services International Business Services Investment Advisory Services Investment Services

Capital Markets Advisors LLC Orchard Park, New York 14127 1-716-662-3910 capmark.org Located in Erie County ☎ & 🔍	Financial Services Grocery Stores and Supermarkets Investment Advisory Services Investment Services

Capital Preserve Tarrytown, New York 10591 1-914-332-1100 www.capitalpreserve.com Located in Westchester County	Financial Services Investment Advisory Services Investment Services

Caruso Mc Lean & CO Inc Utica, New York 13502 1-315-724-5105 www.carusomclean.com Located in Oneida County	Financial Services Investment Securities Investment Services Investments Stock and Bond Brokers

Castle Harlan Inc New York, New York 10155 1-212-644-8600 www.castleharlan.com Located in New York County	Financial Services Investment Advisory Services Investment Services Investments Loan and Financing Services

Charles J Newman Company Hawthorne, New York 10532 1-914-345-1000 www.charlesnewman.com Located in Westchester County ☎ & 🔍	Financial Services Insurance Investment Advisory Services Investment Services

Chartwell Investments New York, New York 10022 1-212-813-0148 chartwellinvestments.com Located in New York County	Financial Services Investment Securities Investment Services Investments Loan and Financing Services

Cheevers Hand & Angeline Inc Endicott, New York 13760 1-607-754-7550 www.chainvestment.com Located in Broome County	Financial Planning Consultants and Services Financial Services Investment Securities Investment Services Retirement Planning Consultants and Services Stock and Bond Brokers

Claremont Group Limited New York, New York 10169 1-212-697-6665 claremontgroupltd.com Located in New York County	Investment Securities Investment Services Investments

Clayton Dubilier & Rice Inc New York, New York 10152 1-212-407-5200 cdr-inc.com Located in New York County	Financial Services Investment Securities Investment Services Investments Loan and Financing Services

CO View Capital Inc New York, New York 10017 1-212-750-0011 www.coviewcapital.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Cohen & Steers Securities Inc New York, New York 10017 1-212-832-3232 www.cohenandsteers.com Located in New York County	Financial Services Investment Advisory Services Investment Management Investment Services Stock and Bond Brokers

Dahab Associates Inc Bay Shore, New York 11706 1-631-665-6181 dahab.com Located in Suffolk County	Financial Services Investment Advisory Services Investment Services

Dauphin Capital Partners Inc Locust Valley, New York 11560 1-516-759-3339 www.dauphincapital.com Located in Nassau County	Investment Securities Investment Services Investments Loan and Financing Services

De Silva & Phillips LLC New York, New York 10016 1-212-686-9700 mediabankers.com Located in New York County	Employment Executive Search Consultants Financial Services Investment Bankers Investment Securities Investment Services Investments Recruitment and Staffing Services

Dileo Kellner & Company New York, New York 10022 1-212-888-5232 kellnerdileo.com Located in New York County	Investment Securities Investment Services Investments

Diversified Capital Management Syracuse, New York 13203 1-315-472-6221 diversifiedcapitalmanagement.com Located in Onondaga County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Domini Social Investments New York, New York 10012 1-212-217-1100 domini.com Located in New York County	Investment Securities Investment Services Investments

Dragon Gate Investment Partners New York, New York 10176 1-646-801-2803 www.dgipl.com/ Located in New York County	Financing Investment Services

E Trade Financial Corporation New York, New York 10022 1-646-521-4300 etrade.com Located in New York County	Financial Services Investment Services Transfer Agents

Ecida Buffalo, New York 14203 1-716-856-6525 ecidany.com Located in Erie County ☎ & 🔍	Banks Financial Institutions Financial Services Investment Advisory Services Investment Services Mortgage and Loan Banks

Epoch Investment Partners New York, New York 10019 1-212-303-7200 eipny.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Fagan Associates Inc Troy, New York 12180 1-518-279-3390 www.faganasset.com Located in Rensselaer County	Financial Services Investment Advisory Services Investment Services

Fidelity National Title Garden City, New York 11530 1-718-658-6900 www.fidelitytitleny.com Located in Nassau County	Investment Securities Investment Services Investments Real Estate Title Search and Abstract Services Title Insurance

Financial Designs Ithaca, New York 14850 1-607-257-4645 www.financialdesignsonline.com Located in Tompkins County	Financial Planning Consultants and Services Financial Services Investment Services

Financo Inc New York, New York 10022 1-212-593-9000 www.financo.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Ford English Financial Group Utica, New York 13502 1-315-624-0940 www.fordenglish.com Located in Oneida County	Financial Planning Consultants and Services Financial Services Investment Securities Investment Services Investments Stock and Bond Brokers

Forte Capital LLC Rochester, New York 14618 1-585-586-8100 www.fortecapital.com Located in Monroe County	Financial Services Investment Advisory Services Investment Services

Forum Capital Partners New York, New York 10017 1-212-290-1787 www.forumcp.com Located in New York County	Financial Services Investment Advisory Services Investment Services

G C Andersen Partners LLC New York, New York 10022 1-212-842-1600 andersenllc.com Located in New York County	Electronic Banking Systems and Services Financial Services Investment Advisory Services Investment Services

Gateway Investments, LLC Garden City, New York 11530 1-516-240-1745 www.gatewayinv.com Located in Nassau County	Financial Management and Consulting Financing Investment Advisory Services Investment Services

Financial News Recent news headlines about the topic Financial from diverse news sources. news.regionaldirectory.us/financial.php

Generation Capital Management LLC Rochester, New York 14604 1-585-232-8560 www.gencapmgmt.com Located in Monroe County	Financial Services Investment Advisory Services Investment Services

Golden Tree New York, New York 10022 1-212-847-3500 www.goldentree.com Located in New York County	Investment Securities Investment Services Investments

Goldstein Capital Corporation New York, New York 10020 1-212-750-7450 www.goldsteincapital.com Located in New York County	Financial Services Investment Advisory Services Investment Services

H T Capital Advisors LLC New York, New York 10022 1-212-759-9080 htcapital.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments Loan and Financing Services

Halcyon Asset Management LLC New York, New York 10022 1-212-303-9400 www.halcyonllc.com Located in New York County	Financial Services Investment Advisory Services Investment Management Investment Services

Hasenfeld-Stein Inc New York, New York 10036 1-212-575-0290 www.hasenfeld-stein.com Located in New York County ☎ & 🔍	Clothing and Accessories Retail Diamonds Retail Gemstones Retail Investment Bankers Investment Services Investments Jewelers

High Falls Advisors Rochester, New York 14614 1-585-935-5300 highfallsadvisors.com Located in Monroe County	Financial Services Investment Advisory Services Investment Services

Howe & Rusling Rochester, New York 14604 1-585-325-4140 www.howeandrusling.com Located in Monroe County	Financial Services Investment Advisory Services Investment Services

HRC Investment Service Albany, New York 12211 1-518-463-2200 www.hallidayfinancial.com Located in Albany County	Financial Services Investment Advisory Services Investment Services

Ht Capital Advisors LLC New York, New York 10022 1-212-759-9080 www.htcapital.com Located in New York County	Financial Services Investment Bankers Investment Securities Investment Services Investments

Hudson Valley Investment Advsr Goshen, New York 10924 1-845-294-6127 hviaonline.com Located in Orange County	Financial Services Investment Advisory Services Investment Services

Integre Advisors New York, New York 10172 1-212-838-2300 www.integreadvisors.com Located in New York County	Financial Services Investment Securities Investment Services Investments

Internet Securities Inc New York, New York 10003 1-212-610-2934 securities.com Located in New York County	Internet Products and Services Internet Services Investment Securities Investment Services Investments

Investment Management Advisors New York, New York 10010 1-212-741-0200 prudentportfolios.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Investor Service Center Inc New York, New York 10005 1-212-363-1100 www.closedendfunds.net Located in New York County	Investment Services Investments

Island Capital Group New York, New York 10022 1-212-593-5700 islecap.com Located in New York County	Financial Services General Real Estate Homes and Residential Real Estate Investment Advisory Services Investment Services

J W Burns & CO Inc East Syracuse, New York 13057 1-315-449-1341 jwburns.com Located in Onondaga County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Jaffoni & Collins Inc New York, New York 10011 1-212-835-8500 jcir.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Janney Montgomery Scott, LLC East Hampton, New York 11937 1-631-907-0610 www.janney.com/about-janney/office-locations/east-hampton Located in Suffolk County	Financial Services Investment Advisory Services Investment Services Stock and Bond Brokers

John W Bristol & CO Inc New York, New York 10005 1-212-480-0431 www.jwbristol.com Located in New York County	Building and Home Construction Building Remodeling and Repair Contractors Financial Services Investment Advisory Services Investment Management Investment Services

Kelso & Company New York, New York 10022 1-212-751-3939 www.kelso.com Located in New York County	Financial Services Investment Securities Investment Services Investments Loan and Financing Services Stock and Bond Brokers

Kerr Financial Group Binghamton, New York 13901 1-607-231-6330 www.kerrfinancial.com Located in Broome County	Financial Services Investment Advisory Services Investment Services

Laird Squared New York, New York 10010 1-212-590-2335 www.lairdsquared.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments

Lexin Capital LLC New York, New York 10065 1-212-750-3500 lexincapital.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Light Year Capital New York, New York 10019 1-212-882-5600 www.lycap.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Linx Partners LLC Scarsdale, New York 10583 1-914-472-1835 www.linxpartners.com Located in Westchester County	Financial Services Investment Advisory Services Investment Services

Lippert Heilshorn New York, New York 10022 1-212-838-3777 www.lhai.com Located in New York County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Maria Fiorini Ramirez Inc New York, New York 10006 1-212-416-5000 mfr.com Located in New York County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Mark Boyar & Company New York, New York 10010 1-212-995-8300 boyarvalue.com Located in New York County	Investment Securities Investment Services Investments Stock and Bond Brokers

Market Axess Holdings Inc New York, New York 10005 1-212-813-6000 marketaxess.com Located in New York County	Investment Securities Investment Services Investments Municipal and Corporate Bonds Stock and Bond Brokers Stocks and Bonds

Miller Lowell Woodstock, New York 12498 1-845-679-9166 www.mhinvest.com Located in Ulster County	Financial Services Investment Advisory Services Investment Services

Mkp Capital Management LLC New York, New York 10022 1-212-303-7100 mkpcap.com Located in New York County	Financial Services Investment Advisory Services Investment Services

MTS Health Partners LP New York, New York 10022 1-212-887-2100 www.mtspartners.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments

Muzinich & CO Inc New York, New York 10022 1-212-888-3413 www.muzinich.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Nest Seekers New York, New York 10017 1-212-421-9309 www.nestseekers.com Located in New York County	General Real Estate Homes and Residential Real Estate Investment Services

Neville Rodie & Shaw Inc New York, New York 10016 1-212-725-1440 www.nevrodie.com Located in New York County	Financial Services Investment Advisory Services Investment Services

New Alternatives Fund Melville, New York 11747 1-631-423-7373 newalternativesfund.com Located in Suffolk County	Financial Brokers Investment Services Investments Mutual Funds and Brokers

New Amsterdam Partners New York, New York 10016 1-212-689-1500 www.napllc.com Located in New York County	Financial Services Investment Advisory Services Investment Management Investment Services

New Horizon Asset Management Newburgh, New York 12550 1-845-567-3930 www.nhamg.com Located in Orange County	Financial Services Investment Advisory Services Investment Services

New York Global Capital New York, New York 10005 1-212-566-0499 securitiesce.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Northwestern Mutual, Dan Whelan East Syracuse, New York 13057 1-315-671-1851 www.nmfn.com/danwhelan Located in Onondaga County	Financial Planning Consultants and Services Financial Services Investment Services

Ogorek Wealth Management LLC Buffalo, New York 14221 1-716-626-5000 www.ogorek.com Located in Erie County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Online Trading Academy Long Island Melville, New York 11747 1-631-393-6624 www.tradingacademy.com/newyorkcity Located in Suffolk County	Financial Services Financing Investment Securities Investment Services Online Brokers and Securities Trading Stock and Bond Brokers Stocks and Bonds

Optima Fund Management New York, New York 10022 1-212-813-1059 www.optima.com Located in New York County	Financial Services Investment Advisory Services Investment Management Investment Services Loan and Financing Services Personal Financing Personal Loans

Palladium Equity Partners LLC New York, New York 10020 1-212-218-5150 palladiumequity.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments Loan and Financing Services

Papamarkou & CO Inc New York, New York 10153 1-212-223-2020 papamarkou.com Located in New York County	Investment Securities Investment Services Investments

Parter International Inc New York, New York 10020 1-212-867-1717 www.parterinternational.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Peter B Cannell & CO Inc New York, New York 10022 1-212-752-5255 peterbcannell.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Petsky Prunier New York, New York 10005 1-212-842-6020 www.petskyprunier.com Located in New York County	Business Consultants and Advisors Business Services Financial Management and Consulting Financial Planning Consultants and Services Financial Services Investment Bankers Investment Services

Pouschine Cook Capital MGMT New York, New York 10152 1-212-784-0620 www.pouschinecook.com Located in New York County	Financial Services Investment Advisory Services Investment Services Loan and Financing Services

New York Information Encyclopedic article and related references about New York. www.word-cloud.org/new-york.php

Professional Financial Strategies, Inc Pittsford, New York 14534 1-585-218-9080 www.professionalfinancial.com Located in Monroe County	Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services Tax Planning

Pzena Investment Management LLC New York, New York 10036 1-212-355-1600 www.pzena.com Located in New York County	Financial Services Investment Advisory Services Investment Services

R H Barsom CO Inc New York, New York 10075 1-212-717-0207 rhbarsom.com Located in New York County	Financial Services Investment Bankers Investment Securities Investment Services Investments

Rice Financial Products Company New York, New York 10004 1-212-908-9200 ricefinancialproducts.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments

Richardson William H Investments Buffalo, New York 14203 1-716-849-1466 trubeecollins.com Located in Erie County	Financial Services Investment Advisory Services Investment Services

Ronald J Pompei & Associates Tarrytown, New York 10591 1-914-366-9800 pompeifinancial.com Located in Westchester County	Financial Services Investment Advisory Services Investment Services

S & H Equities Inc Great Neck, New York 11021 1-516-487-4090 sh-nyc.com Located in Nassau County	Financial Services Investment Advisory Services Investment Services

Saw Mill Capital LLC Briarcliff Manor, New York 10510 1-914-741-1300 www.sawmillcapital.com Located in Westchester County	Financial Services Investment Advisory Services Investment Services Loan and Financing Services

Scott Macon Limited New York, New York 10022 1-212-230-0800 scott-macon.com Located in New York County	Financial Services Investment Advisory Services Investment Securities Investment Services Investments

Shanholt Glassman Klein Kramer New York, New York 10022 1-212-644-9000 www.shanholt.com Located in New York County	Investment Bankers Investment Securities Investment Services Investments

Spencer-Winston Securities New York, New York 10036 1-212-398-6593 www.spencerwinston.com Located in New York County	Financial Services Investment Advisory Services Investment Services Stock and Bond Brokers

Sperry Mitchell & Company New York, New York 10022 1-212-832-6628 www.sperrymitchell.com Located in New York County ☎ & 🔍	Business Brokers Financial Services Investment Advisory Services Investment Services

Stoever Glass & CO Inc New York, New York 10005 1-212-952-1910 www.stoeverglass.com Located in New York County	Financial Services Investment Advisory Services Investment Services Stock and Bond Brokers

Stralem & CO Inc New York, New York 10022 1-212-888-8123 www.stralem.com Located in New York County	Business and Professional Associations and Organizations Financial Planning Consultants and Services Financial Services Investment Advisory Services Investment Services

Taglich Brothers Huntington, New York 11743 1-631-757-2100 taglichbrothers.com Located in Suffolk County	Financial Services Investment Advisory Services Investment Securities Investment Services Investments

Tanaka Capital Management Inc New York, New York 10017 1-212-490-3380 tanaka.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Technology Crossover Ventures New York, New York 10017 1-212-808-0200 tcv.com Located in New York County	Financial Services Investment Advisory Services Investment Securities Investment Services Investments

Tel Aviv Foundation New York, New York 10001 1-212-447-6070 www.telavivfoundation.org Located in New York County	Financial Services Investment Advisory Services Investment Services

Teton Advisors, Inc Rye, New York 10580 1-914-457-1070 www.tetonadv.com Located in Westchester County ☎ & 🔍	Financial Brokers Financial Services Investment Securities Investment Services Investments Mutual Funds and Brokers

The Jordan Company New York, New York 10022 1-212-572-0800 www.thejordancompany.com/ Located in New York County	Banks Investment Bankers Investment Securities Investment Services

Tif Fund Management LLC Greenwood Lake, New York 10925 1-845-477-0200 www.tiffund.com Located in Orange County	Financial Services Investment Advisory Services Investment Services

Traderfield Securities Inc New York, New York 10013 1-212-966-9550 www.mytraderfield.com Located in New York County	Investment Securities Investment Services Investments

Triad Securities Corporation New York, New York 10006 1-212-349-8060 www.triadsecurities.com Located in New York County	Financial Services Investment Advisory Services Investment Services

UBS Warburg New York, New York 10171 1-212-821-3000 www.ubs.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Vectors Research Management New York, New York 10012 1-212-431-0856 ad-co.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Venture Capital Fund-America New York, New York 10022 1-212-838-5577 www.vcfa.com Located in New York County	Investment Securities Investment Services Investments

Walnut Investment Service Brooklyn, New York 11215 1-718-788-4875 www.walnutfund.com Located in Kings County	Accounting, Auditing and Bookkeeping Services Financial Services Investment Advisory Services Investment Services Tax Return Preparation

Water Asset Management LLC New York, New York 10022 1-212-754-5132 waterinv.com Located in New York County	Investment Securities Investment Services Investments

Welsh Carson Anderson New York, New York 10022 1-212-317-2818 www.welshcarson.com Located in New York County	Financial Services Investment Services Stock and Bond Brokers

Whiston Asset Management New York, New York 10022 1-212-717-0557 www.whistonadvisors.com Located in New York County	Financial Services Investment Advisory Services Investment Services

Winmill & CO Inc New York, New York 10005 1-212-785-0900 www.winmillco.com Located in New York County	Financial Services Investment Advisory Services Investment Services Investments

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